Mengyi "Jason" Ye, Author at Ortoli

InsightsPublic Company’s Financial Reporting Requirement Relating To Acquisitions

September 8, 2020

The U.S. Securities and Exchange Commission (the “SEC”) believes that it is in the public interest for companies (“U.S. Public Companies”) with reporting obligations under the Securities Exchange Act of 1934, as amended (the “1934 Act”), that undertake material acquisitions to disclose those acquisitions to the public. The information to be disclosed would include, among...

InsightsAnalysis Of New Nasdaq Rules Impacting Chinese Issuers

June 18, 2020

赴美上市中国公司在IPO市场规范化过程中的机遇解读 —-解析纳斯达克新规，外国公司担责法案，新冠疫情下法律义务履行 2020年上半年，新冠疫情，瑞幸事件，纳斯达克新规出台等新闻导致媒体舆论不断，众说纷纭中，在美上市中国公司及欲赴美上市中国公司对公司在美发展前景产生各色各样的疑惑或忧虑。本文聚焦纳斯达克出台新规，对新规内容及影响群体进行多角度深入分析，以期对相关赴美上市中国公司的发展前景提供参考和帮助

InsightsNasdaq To Propose Additional Initial Listing Criteria For Restricted Market Companies

May 18, 2020

纳斯达克对受限市场公司提议新增挂牌要求 On May 18, 2020, Nasdaq Stock Market (“Nasdaq” or the “Exchange”) filed three proposals with the Securities and Exchange Commission (“SEC”) to (i) apply additional initial listing criteria for companies primarily operating in “Restricted Market” (defined below), (ii) adopt a new requirement relating to the qualification of management or board of director for...

U.S. Securities And Exchange Commission’s Conditional Exemptions From Filing Obligations For Companies Affected By Coronavirus (Covid-19)

InsightsU.S. Securities And Exchange Commission’s Conditional Exemptions From Filing Obligations For Companies Affected By Coronavirus (Covid-19)

March 4, 2020

美国证券交易委员会对受新冠病毒影响的公司提供条件性延期救济 U.S. Securities laws require U.S. publicly traded companies, including all companies listed on the Nasdaq Stock Market and the New York Stock Exchange, to file various reports with the U.S. Securities and Exchange Commission (the “SEC”). The SEC has recognized that the outbreak of Coronavirus Disease 2019 (COVID-19) has complicated the preparation and filing...

InsightsNasdaq Stock Market To Apply Additional Criteria For Initial And Continued Listing

August 1, 2019

纳斯达克交易所对首次和持续挂牌应用额外要求 Nasdaq Stock Market has recently released two new Frequently Asked Questions (FAQs 416 and 1696) in connection with the particular circumstances under which Nasdaq will apply additional and more stringent criteria as part of its review of initial and continued listings. This memorandum discusses the FAQs and relevant Nasdaq listing rules. 纳斯达克交易所最近发布了两个新的常见问题解答（编号416和1696），纳斯达克在审批首次和持续上市时将采取额外和更严格标准。本备忘录将讨论常见问题解答以及相关的纳斯达克上市规则。 Additional...